Wholesale Investor Questionnaire

Considering Wholesale Investor Status

You may wish to be considered a wholesale investor. Wholesale investor status enables Arrow to work more collaboratively with you as an investor and provide access to a broader set of opportunities. These relationships typically involve engaging with a higher degree of personal responsibility in investment decision-making, more complex investment structures and more thoughtful decision-making process, execution and implementation.

There are trade-offs to being considered a wholesale client which include reduced regulatory protections compared to retail investors.

Sophistication Assessment

Arrow is selective about who we treat as wholesale investors. In addition to confirming wholesale investor status under the Corporations Act, Arrow subjects prospective wholesale clients to a sophistication assessment. This assessment is designed to ensure clients:

  • Have the ability to comprehend complex investment information

  • Understand the risks associated with complex investments

  • Possess appropriate investment experience and financial capacity

Meeting an assets or income test alone does not guarantee status. This process helps ensure wholesale opportunities are offered only to investors for whom they are appropriate.

Access a Broader Opportunity Set

Wholesale investor status may provide access to investment opportunities that are generally unavailable to retail investors, including:

  • Private market investments (private equity, private credit, infrastructure)

  • Specialist and capacity-constrained strategies

  • Alternative investments and hedge funds

  • Venture capital

These investments often involve longer time horizons, limited liquidity, and higher complexity.

A Collaborative Relationship

For wholesale investors, the relationship is more collaborative in nature. Discussions tend to be deeper, more analytical, and focused on opportunity-specific risk and portfolio fit rather than broad asset allocation alone.

This service is designed for investors who value thoughtful selection, capital alignment, and long-term partnership over volume or frequency of opportunities.

Next Steps

To determine whether wholesale investor status and the associated opportunities are appropriate for you, please complete the Wholesale Investor Questionnaire below. This will allow us to:

  • Confirm your eligibility under the Corporations Act

  • Assess your investment experience, financial capacity, and ability to engage with complex opportunities

  • Ensure that any opportunities presented align with your objectives and risk tolerance

Once we receive your completed questionnaire, we will review your responses and contact you to discuss next steps in establishing a wholesale relationship.